James Christopher Wells

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-07-14
NC	RA	APPROVED	2020-06-15

TX RA
APPROVED_RES

Since 2020-07-14
NC RA
APPROVED

Since 2020-06-15

Branch Locations

7521 Mourning Dove Road Suite 104A, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Braintree	MA	01/2014	05/2020
Tiaa-Cref Individual & Institutional Services, Llc	Braintree	MA	01/2014	09/2019
Edward Jones	Saint Louis	MO	06/2020	Present

01/2014 → 05/2020

Tiaa

Braintree, MA
01/2014 → 09/2019

Tiaa-Cref Individual & Institutional Services, Llc

Braintree, MA
06/2020 → Present

Edward Jones

Saint Louis, MO

Previous Registrations

2014-02-24 → 2020-05-13

Tiaa-Cref Individual & Institutional Services, Llc

Waltham, MA

Braintree, MA
2008-05-28 → 2012-10-29

Edward Jones

Attleboro, MA

St Louis, MO

Douglasville, GA

Other Businesses

Saint Raphael Catholic Church Raleigh, NC Start date: 1/27/2026 Finance Council Member Hours per week: 0 Hours during trading: 0 Vote on and help give insight regarding financial matters for parish

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-22

S66 Uniform Combined State Law Examination

2008-05-22

Designations

Certified Financial Planner

Other Names

James Wells
James Christopher Wells

View on SEC IAPD