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Current Employers
Incred Wealth Inc.

12 East 49Th Street Floor 11, Office 1109, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-24
  • NY RA
    APPROVED
    Since 2025-12-24

Branch Locations

12 East 49Th Street Floor 11, Office 1109, New York, NY 10017 • United States

4250 Veterans Memorial Highway Suite 2100W, Holbrook, NY 11741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asgard Regulatory Group, Llc Holbrook NY 09/2008 Present
Jefferson National Securities Corporation Louisville KY 02/2009 04/2018
Swedbank Securities Us, Llc New York NY 04/2012 12/2020
Capital Asset Advisors, Inc. Oyster Bay NY 12/2012 02/2018
Jm Financial Private Wealth Inc New York NY 04/2026 Present
Iq Capital (Usa) Llc New York NY 01/2017 09/2021
Auriga Usa, Llc New York NY 06/2009 02/2019
Quadriga Us Management Company, Llc New York NY 04/2018 02/2019
Brg Capstone Capital Advisors Llc New York NY 02/2019 10/2020
Standard New York, Inc. New York NY 04/2019 02/2024
Jm Financial Securities, Inc. New Jersey NJ 06/2019 Present
Icbc Standard Securities Inc. New York NY 08/2019 Present
Family Investors Company Fanwood NJ 08/2020 03/2024
Usrem Securities Llc New York NY 03/2023 11/2024
Uptick Securities, Llc Cambridge MA 06/2023 01/2024
Exemplar Capital, Llc Boston MA 10/2023 03/2025
Rmb Securities (Usa) Inc. New York NY 07/2022 09/2025
Yorkville Securities, Llc Mountainside NJ 04/2024 06/2025
Remsenburg Capital, Llc Melville NY 11/2024 04/2025
Incred Wealth Inc. New York NY 05/2025 Present
Incred Securities Inc. New York NY 05/2025 Present
Zl Zenithar (Usa) New York NY 04/2026 Present
  • 09/2008 → Present
    Asgard Regulatory Group, Llc
    Holbrook, NY
  • 02/2009 → 04/2018
    Jefferson National Securities Corporation
    Louisville, KY
  • 04/2012 → 12/2020
    Swedbank Securities Us, Llc
    New York, NY
  • 12/2012 → 02/2018
    Capital Asset Advisors, Inc.
    Oyster Bay, NY
  • 04/2026 → Present
    New York, NY
  • 01/2017 → 09/2021
    Iq Capital (Usa) Llc
    New York, NY
  • 06/2009 → 02/2019
    Auriga Usa, Llc
    New York, NY
  • 04/2018 → 02/2019
    Quadriga Us Management Company, Llc
    New York, NY
  • 02/2019 → 10/2020
    Brg Capstone Capital Advisors Llc
    New York, NY
  • 04/2019 → 02/2024
    Standard New York, Inc.
    New York, NY
  • 06/2019 → Present
    Jm Financial Securities, Inc.
    New Jersey, NJ
  • 08/2019 → Present
    Icbc Standard Securities Inc.
    New York, NY
  • 08/2020 → 03/2024
    Family Investors Company
    Fanwood, NJ
  • 03/2023 → 11/2024
    Usrem Securities Llc
    New York, NY
  • 06/2023 → 01/2024
    Uptick Securities, Llc
    Cambridge, MA
  • 10/2023 → 03/2025
    Exemplar Capital, Llc
    Boston, MA
  • 07/2022 → 09/2025
    Rmb Securities (Usa) Inc.
    New York, NY
  • 04/2024 → 06/2025
    Yorkville Securities, Llc
    Mountainside, NJ
  • 11/2024 → 04/2025
    Remsenburg Capital, Llc
    Melville, NY
  • 05/2025 → Present
    New York, NY
  • 05/2025 → Present
    Incred Securities Inc.
    New York, NY
  • 04/2026 → Present
    Zl Zenithar (Usa)
    New York, NY
Previous Registrations
  • 2026-06-02 → 2026-08-14
    New York, NY
  • 2004-01-05 → 2006-01-17
    Capital One Financial Advisors Llc
    Melville, NY
  • 2003-06-24 → 2004-01-05
    Essex National Securities, Llc
    Lake Success, NY
Other Businesses

Asgard Regulatory Group, LLC ("Asgard"): (i) non-investment-related; (ii) Holbrook, NY; (iii) regulatory compliance and risk management services; (iv) CEO; (v) 08/2008; (vi) approx. 150 hours per month; (vii) approx. 150 hours per month during trading hours; and (viii) act in a senior role with authority over business as well as serving through Asgard as a Chief Compliance Officer or other registered roles which are reflected within registration history. Intelligent Bio Solutions, Inc.: (i) non-investment-related; (ii) New York, NY; (iii) life sciences; (iv) non-executive director; (v) 09/2018; (vi); approx. 5 hours per month; (vii) approx. 1-2 hours per month during trading hours; and (viii) participates in Board meetings. RMB Securities (USA) Inc: (i) investment-related; (ii) New York, NY; (iii) broker-dealer; (iv) non-executive Director; (v) 07/2022; (vi); approx. 5 hours per month; (vii) approx. 0 hours per month during trading hours; and (viii) participates in Board meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 2000-05-09
  • S66 Uniform Combined State Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    2000-05-09

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