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1100 Shirley Street, Columbia, SC 29205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2013-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pendleton Street Advisors, Llc | Columbia | SC | 06/2013 | Present |
MR. BARNES IS LICENSED TO SELL INSURANCE IN SOUTH CAROLINA AND SPENDS APPROXIMATELY 5% OF HIS TIME ON THIS OTHER BUSINESS ACTIVITY. IN PROVIDING FINANCIAL PLANNING AND OTHER RELATED ADVISORY SERVICES, MR. BARNES MAY RECOMMEND THE PURCHASE OF PRODUCTS UNDER CIRCUMSTANCES WHERE HE WOULD BE ENTITLED TO RECEIVE A COMMISSION OR OTHER COMPENSATION IN THE TRANSACTION. IN ALL SUCH CIRCUMSTANCES, HOWEVER, THE CLIENT WILL BE NOTIFIED OF THIS PAYMENT IN ADVANCE OF THE TRANSACTION, AND UNDER NO CIRCUMSTANCES WILL THE CLIENT PAY BOTH A COMMISSION TO MR. BARNES AND A MANAGEMENT FEE TO PSA ON THE SAME POOL OF ASSETS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-14 |
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