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Dominic Daniel Chavez

Edelman Financial Engines

Albuquerque, NM

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2016-11-30
TX RA APPROVED 2016-11-30
  • NM RA
    APPROVED
    Since 2016-11-30
  • TX RA
    APPROVED
    Since 2016-11-30

Branch Locations

6565 Americas Pkwy Ne Suite 850, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 06/2015 11/2016
Financial Engines Advisors L.L.C. Albuquerque NM 11/2016 Present
  • 06/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Albuquerque, NM
Previous Registrations
  • 2015-06-01 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Albuquerque, NM
    Overland Park, KS
  • 2008-03-12 → 2015-06-09
    The Mutual Fund Store
    Albuquerque, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-18
  • S65 Uniform Investment Adviser Law Examination
    2008-04-18

View on SEC IAPD

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