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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-10
PA RA APPROVED 2007-07-10
  • TX RA
    APPROVED
    Since 2018-05-10
  • PA RA
    APPROVED
    Since 2007-07-10

Branch Locations

600 Isabel Drive, Lebanon, PA 17042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Camp Hill PA 07/2007 Present
Previous Registrations
  • 2005-10-31 → 2007-07-10
    Ryan Beck & Co.
    Camp Hill, PA
    Camp Hill, PA
Other Businesses

1. LEBANON RESCUE MISSION; 439 SOUTH 6TH STREET LEBANON PA 17042; RESCUE MISSION FOR HOMELESS & POOR; BOARD MEMBER; ORGANIZATION & VISION PLANNING; AFFILIATION STARTED 12/01/2014; 1 HOUR PER MONTH; DURING SECURITIES TRADING HOURS. 2. Lebanon Valley Bible Church; 1482 Horseshoe Pike Lebanon, PA 17042; church; board member; oversight/direction of the church; 01/01/2026; 6hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-21
  • S66 Uniform Combined State Law Examination
    2000-06-21
Designations

View on SEC IAPD

Other Firms

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