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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-14 |
| VA | RA | APPROVED | 2021-07-21 |
Branch Locations
440 W Jubal Early Dr Ste 220, Winchester, VA 22601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| F&A Concrete | Stephens City | VA | 01/2007 | 12/2018 |
| Waddell & Reed Inc | Winchester | VA | 02/2016 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Winchester | VA | 03/2017 | 07/2021 |
| Lpl Financial, Llc | Winchester | VA | 07/2021 | Present |
1. 11/18/2021 - Shenandoah Valley Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/21/2021 - 168 Hours Per Month/8 Hours During Securities Trading. 2. 11/20/2023 - Flores Velasquez, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 0 Hours Per Month/ During Trading 3. 02/15/2024 - Associates of Clifton Park - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 2/9/2024 - 3 Hrs/mo; 1 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-18 |
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