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Amy Dill Flores Velasquez

LPl Financial LLC

Winchester, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-14
VA RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-12-14
  • VA RA
    APPROVED
    Since 2021-07-21

Branch Locations

440 W Jubal Early Dr Ste 220, Winchester, VA 22601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F&A Concrete Stephens City VA 01/2007 12/2018
Waddell & Reed Inc Winchester VA 02/2016 07/2021
Various Insurance Carriers For W&R Insurance Agencies Winchester VA 03/2017 07/2021
Lpl Financial, Llc Winchester VA 07/2021 Present
  • 01/2007 → 12/2018
    F&A Concrete
    Stephens City, VA
  • 02/2016 → 07/2021
    Waddell & Reed Inc
    Winchester, VA
  • 03/2017 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Winchester, VA
  • 07/2021 → Present
    Winchester, VA
Previous Registrations
  • 2016-10-26 → 2021-07-21
    Waddell & Reed
    Vienna, VA
    Winchester, VA
    Charleroi, PA
Other Businesses

1. 11/18/2021 - Shenandoah Valley Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/21/2021 - 168 Hours Per Month/8 Hours During Securities Trading. 2. 11/20/2023 - Flores Velasquez, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 0 Hours Per Month/ During Trading 3. 02/15/2024 - Associates of Clifton Park - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 2/9/2024 - 3 Hrs/mo; 1 Hr During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-26
S63 Uniform Securities Agent State Law Examination 2009-02-18
  • S66 Uniform Combined State Law Examination
    2016-10-26
  • S63 Uniform Securities Agent State Law Examination
    2009-02-18
Other Names
  • Amy Dill Flores
  • Amy Dill Flores-Velasquez
  • Amy Sue Dill

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