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Brian Andrew Golarz

Charles Schwab & Co., Inc.

Fort Lauderdale, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-05-06
  • FL RA
    APPROVED
    Since 2013-05-06

Branch Locations

500 East Broward Blvd Suite 101, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Ft. Lauderdale FL 07/2010 Present
Charles Schwab Bank Ft. Lauderdale FL 04/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-28
S63 Uniform Securities Agent State Law Examination 2008-03-28
  • S66 Uniform Combined State Law Examination
    2012-09-28
  • S63 Uniform Securities Agent State Law Examination
    2008-03-28
Other Names
  • Andrew Brian Golarz

View on SEC IAPD

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