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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-03
IL RA APPROVED 2008-05-19
  • TX RA
    APPROVED
    Since 2009-06-03
  • IL RA
    APPROVED
    Since 2008-05-19

Branch Locations

400 Skokie Blvd Ste 850, Northbrook, IL 60062 • United States

Vernon Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chicago IL 03/2008 03/2020
Ameriprise Financial Services, Llc Northbrook IL 03/2020 Present
Other Businesses

Business Ownership; Creative Contessa Inc.; All, to track my expenses; S. Corp.; 311 Albright Ct., , Vernon Hills, IL, 60061; Investment-Related; 07/01/2010; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; Piekarski & Associates Ltd; Financial Advisor - AFA, contractor; ; 29 Park Lane, , Golf, IL, 60029; Investment-Related; 01/01/2016; 20 to 39 hours per month; 10 to 19 during trading hours / Creative Contessa Inc.; Owner - Entity created to conduct Ameriprise business; ; 311 Albright Ct., , Vernon Hills, IL, 60061; Investment-Related; 01/01/2017; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-15
  • S66 Uniform Combined State Law Examination
    2008-05-15
Other Names
  • Shetal Shah
  • Shetal Rajnikant Shah
  • Shetalbhai Rajnikant Shah

View on SEC IAPD

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