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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-19
CA RA APPROVED 2010-01-06
  • TX RA
    APPROVED_RES
    Since 2013-06-19
  • CA RA
    APPROVED
    Since 2010-01-06

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seal Beach CA 12/2009 11/2016
Wells Fargo Clearing Services, Llc Seal Beach CA 11/2016 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INVESTMENT RELATED, ORANGE COUNTY, CA. START 5/20/2011, NOTARIZE DOCUMENTS. MARINE VIEW MIDDLE SCHOOL PTSO; NOT INV RELATED;HUNTINGTON BEACH,CA; TREASURER; START DATE: 07/27/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-05
  • S66 Uniform Combined State Law Examination
    2009-05-05
Other Names
  • Megan Marie Fisher
  • Megan Marie Rodriguez

View on SEC IAPD

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