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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-24 |
| IL | RA | APPROVED | 2012-03-05 |
| IA | RA | APPROVED | 2010-02-24 |
Branch Locations
117 4Th Ave S, Clinton, IA 52732 • United States
5001 Utica Ridge Rd, Davenport, IA 52807 • United States
Leclaire, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Davenport | IA | 02/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Clinton | IA | 03/2020 | Present |
Business Ownership; DeWall Family Farms, LLC; ; Organic Farm; 21985 277th AveLeClaire, IA 52753, ,; Not Investment-Related; 01/01/2013; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-28 |
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