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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-24
IL RA APPROVED 2012-03-05
IA RA APPROVED 2010-02-24
  • TX RA
    APPROVED_RES
    Since 2024-04-24
  • IL RA
    APPROVED
    Since 2012-03-05
  • IA RA
    APPROVED
    Since 2010-02-24

Branch Locations

117 4Th Ave S, Clinton, IA 52732 • United States

5001 Utica Ridge Rd, Davenport, IA 52807 • United States

Leclaire, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Davenport IA 02/2010 03/2020
Ameriprise Financial Services, Llc Clinton IA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; DeWall Family Farms, LLC; ; Organic Farm; 21985 277th AveLeClaire, IA 52753, ,; Not Investment-Related; 01/01/2013; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-28
  • S66 Uniform Combined State Law Examination
    2008-05-28
Other Names
  • Jeffrey C Romans

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clinton, IA

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