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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors Milwaukee WI 09/2012 03/2017
Pruco Securities, Llc. Wauwatosa WI 04/2017 11/2024
Prudential Insurance Company Of America Wauwatosa WI 04/2017 Present
Lpl Enterprise, Llc Wauwatosa WI 11/2024 Present
  • 09/2012 → 03/2017
    Bmo Harris Financial Advisors
    Milwaukee, WI
  • 04/2017 → 11/2024
    Wauwatosa, WI
  • 04/2017 → Present
    Prudential Insurance Company Of America
    Wauwatosa, WI
  • 11/2024 → Present
    Wauwatosa, WI
Previous Registrations
  • 2017-05-01 → 2024-11-14
    Wauwatosa, WI
  • 2012-09-13 → 2017-02-27
    Bmo Harris Financial Advisors, Inc.
    West Allis, WI
    Grafton, WI
    Port Washington, WI
    Saukville, WI
    Saukville, WI
    Cedarburg, WI
  • 2012-02-13 → 2012-05-03
    Waukesha, WI
  • 2010-05-21 → 2011-07-25
    Msi Financial Services, Inc.
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-22
S63 Uniform Securities Agent State Law Examination 2008-04-23
  • S65 Uniform Investment Adviser Law Examination
    2008-08-22
  • S63 Uniform Securities Agent State Law Examination
    2008-04-23
Other Names
  • Andrei Junge
  • Andrei M Junge

View on SEC IAPD

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