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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-23 |
Branch Locations
336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Toms River | NJ | 04/2014 | 12/2016 |
| Td Ameritrade, Inc. | Allentown | PA | 02/2018 | 01/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2021 |
| Unemployed | Bethlehem | PA | 01/2021 | 03/2021 |
| Fidelity Investments | Merrimack | NH | 04/2021 | 06/2023 |
| Scottrade | Easton | PA | 12/2016 | 02/2018 |
| Td Private Client Wealth Llc | New York | NY | 06/2023 | Present |
| Td Bank N.A. | New York | NY | 06/2023 | Present |
Name of Outside Business:rental property; Investment Related:No; Address of Outside Business:lanoka harbor; Nature of Outside Business:Rental Property; Position:owner of property; Start Date:4/1/2015; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I own a property and rent it out at 216 walnut drive in Lanoka Harbor Nj 08734. I signed a lease agreement back in april of 2015 and have renewed yearly till 2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-20 |
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