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Alexander D Scanga

Citizens Securities, Inc.

New York, NY

Johnston, RI

CRD 5497840

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-15
  • NY RA
    APPROVED
    Since 2024-11-15

Branch Locations

437 Madison Avenue, New York, NY 10022 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. New York NY 12/2013 11/2016
Hsbc Securities (Usa) Inc. New York City NY 11/2015 11/2016
Infinex Investments, Inc Meriden CT 11/2016 04/2019
Popular Community Bank Queens NY 11/2016 04/2019
Citizens Securities, Inc. New York NY 05/2023 Present
Citizens Bank New York NY 01/2023 Present
Citibank Queens NY 05/2019 12/2022
  • 12/2013 → 11/2016
    Hsbc Bank Usa N.A.
    New York, NY
  • 11/2015 → 11/2016
    Hsbc Securities (Usa) Inc.
    New York City, NY
  • 11/2016 → 04/2019
    Infinex Investments, Inc
    Meriden, CT
  • 11/2016 → 04/2019
    Popular Community Bank
    Queens, NY
  • 05/2023 → Present
    Citizens Securities, Inc.
    New York, NY
  • 01/2023 → Present
    Citizens Bank
    New York, NY
  • 05/2019 → 12/2022
    Citibank
    Queens, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-15
S63 Uniform Securities Agent State Law Examination 2008-06-19
  • S66 Uniform Combined State Law Examination
    2024-11-15
  • S63 Uniform Securities Agent State Law Examination
    2008-06-19
Other Names
  • Alexander Scanga

View on SEC IAPD

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