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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-24 |
Branch Locations
7250 Dallas Parkway Suite120, Plano, TX 75024 • United States
Mckinney, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Salt Lake City | UT | 05/2014 | 02/2019 |
| Fisher Investments | Plano | TX | 03/2019 | 05/2019 |
| Unemployed | Mckinney | TX | 05/2019 | 12/2019 |
| Ubs Financial Services Inc. | Plano | TX | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-26 |
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