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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-07
MO RA APPROVED 2008-10-02
  • TX RA
    APPROVED
    Since 2009-01-07
  • MO RA
    APPROVED
    Since 2008-10-02

Branch Locations

1371 N Mt Auburn Rd, Cape Girardeau, MO 63701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Cape Girardeau MO 04/2002 Present
  • 04/2002 → Present
    Merrill Lynch
    Cape Girardeau, MO
Other Businesses

I*89344 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KEMO ENTERPRISES, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: JACKSON, MISSOURI 63755 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12/18/2015 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM A MEMBER/CO-OWNER OF THE BUSINESS THAT MY HUSBAND WILL BE OPENING. MY HUSBAND IS OPENING A NEW ACE HARDWARE STORE IN THE TOWN OF JACKSON, MO. I WILL NOT HAVE DIRECT BUSINESS RESPONSIBILITIES WITH THE STORE AT THIS TIME. I*1346254 For profit or not for profit: Entity For Profit Name of outside business organization: KEMO Investments, LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 7/7/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Real Estate Investment I am 50% owner with my husband. We are buying land to build for potential future build of a retail business (hardware store). I*1505267 For profit or not for profit: Entity For Profit Name of outside business organization: KEMO 2 ENTERPRISES, L.L.C. Investment related: N Address of business: Jackson, Missouri, 63755, United States Nature of business: ["S Corporation"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 10/1/2024 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Primary responsibility will be bookkeeping for entity. I*2026258, Entity Type Fiduciary, Name of OBA: MLPF& S CUST FPO K R F RRA Address: Jackson, Missouri, 63755 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date:Sep-30-2024 No Hours: 0 No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-29
  • S66 Uniform Combined State Law Examination
    2008-09-29
Other Names
  • Monica C Kerr

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