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Kathleen Watson Ward

Robert W. Baird & Co. Incorporated

Nashville, TN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-07-31
  • TN RA
    APPROVED
    Since 2023-07-31

Branch Locations

1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Brentwood TN 06/2014 10/2017
Raymond James Financial Services Advisors Inc. Brentwood TN 10/2017 07/2022
Williams Hunter Wealth Group Brentwood TN 10/2017 07/2022
Rw Baird Nashville TN 07/2023 Present
Vanderbilt University Nashville TN 08/2022 07/2023
  • 06/2014 → 10/2017
    Wells Fargo Advisors
    Brentwood, TN
  • 10/2017 → 07/2022
    Raymond James Financial Services Advisors Inc.
    Brentwood, TN
  • 10/2017 → 07/2022
    Williams Hunter Wealth Group
    Brentwood, TN
  • 07/2023 → Present
    Rw Baird
    Nashville, TN
  • 08/2022 → 07/2023
    Vanderbilt University
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-23
  • S66 Uniform Combined State Law Examination
    2009-07-23
Other Names
  • Kathleen Watson
  • Kathleen Kenna Watson
  • Katie W. Ward
  • Kathleen W. Ward
  • Katie Ward

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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