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Scott Braese Travers

J.P. Morgan Securities LLC

New York, NY

CRD 5495550

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-24
TX RA APPROVED 2024-04-24
  • NY RA
    APPROVED
    Since 2024-04-24
  • TX RA
    APPROVED
    Since 2024-04-24

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 02/2008 Present
Jpmorgan Chase Bank, N.A. New York NY 08/2008 Present
Vivvi Inc. New York NY 09/2024 Present
  • 02/2008 → Present
    New York, NY
  • 08/2008 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2024 → Present
    Vivvi Inc.
    New York, NY
Other Businesses

Entity Name: Vivvi Inc. Investment related: No "Address: 431 Canal Street New York, NY 10013" Nature of the other business: Child Care Position/Title/Relationship: Owner/Partner Start Date: 09/23/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No external responsibilities nor connection to JPMC. Entity Name: Vivvi Child Care and Early Learning Investment related: No "Address: 75 Varick Street New York, NY 10013 https://vivvi.com/" Nature of the other business: Educational Services Position/Title/Relationship: Owner/Partner Start Date: 03/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Startup business providing child care for pre-K parents (akin to a Montessori). College friend founded company and is raising a Series B round of funding. Personally participating as friends and family.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-24
S63 Uniform Securities Agent State Law Examination 2008-03-28
  • S65 Uniform Investment Adviser Law Examination
    2024-04-24
  • S63 Uniform Securities Agent State Law Examination
    2008-03-28

View on SEC IAPD

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