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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-09-22 |
| TX | RA | APPROVED_RES | 2021-09-22 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 03/2008 | 09/2021 |
| Morgan Stanley | Deerfield | IL | 09/2021 | Present |
*521067 - Rental Property; Investment related: Yes; Oak Park, Illinois; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 0; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-02 |
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