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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-02-23 |
Branch Locations
4643 S Ulster St Ste 350, Denver, CO 80237 • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwest Securities Inc | Dallas | TX | 11/2012 | 07/2021 |
| Raymond James & Associates, Inc. | Denver | CO | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-16 |
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