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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Rosemont | IL | 02/2008 | Present |
| Pruco Securities, Llc. | Rosemont | IL | 02/2008 | 11/2024 |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | Present |
1) 10/11/2024- NAIFA Chicagoland- Non-Profit Board Member- Assist board with growing NAIFA and providing education to Financial Advsiors- not inv. related - at Bloomingdale, IL- start date 05/01/2021- 2hrs/mnth-2 hrs during trading 2) 03/10/2025 - Prudential Life and Annuity- Non-Variable Insurance/Insurance Agency- Regional Director for Prudential Advisors and licensed agent with Prudential.- inv. related - at Rosemont, IL- start date 05/01/2021- 240hrs/mnth-160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-11 |
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