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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Houston | TX | 09/2014 | 03/2022 |
| Jp Morgan Securities Llc | Houston | TX | 09/2014 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 02/2022 | 11/2024 |
| Ameriprise Financial Services, Llc | Houston | TX | 11/2024 | Present |
Outside Employment; Comerica Bank; Employee; Manage advisory business; 2 Riverway, , Houston, TX, 77056; Investment-Related; 11/25/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-11 |
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