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Mai Nguyen Bresnik

A.G.P. / Alliance Global Partners

New York, NY

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-28
NY RA APPROVED 2022-07-25
  • NJ RA
    APPROVED
    Since 2022-07-28
  • NY RA
    APPROVED
    Since 2022-07-25

Branch Locations

590 Madison Avenue 28Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation New York NY 10/2015 10/2021
National Asset Management New York NY 04/2019 10/2021
National Securities Corporation Coronado CA 10/2021 Present
National Asset Management Coronado CA 10/2021 07/2022
Alliance Global Partners New York NY 07/2022 Present
  • 10/2015 → 10/2021
    National Securities Corporation
    New York, NY
  • 04/2019 → 10/2021
    National Asset Management
    New York, NY
  • 10/2021 → Present
    National Securities Corporation
    Coronado, CA
  • 10/2021 → 07/2022
    National Asset Management
    Coronado, CA
  • 07/2022 → Present
    Alliance Global Partners
    New York, NY
Previous Registrations
Other Businesses

(1) BRESNIK FINANCIAL SERVICES INC., PRESIDENT, SAN DIEGO, CA, ZERO HRS PER MONTH, ZERO DURING TRADING HRS, NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-02
S63 Uniform Securities Agent State Law Examination 2011-04-14
  • S66 Uniform Combined State Law Examination
    2017-06-02
  • S63 Uniform Securities Agent State Law Examination
    2011-04-14
Other Names
  • Mai Nguyen
  • Mai T Nguyen
  • Mai Nguyen Bresnik
  • Mai Nguyen Bresnik

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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