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Michael D Steigerwald

Cambridge Investment Research Advisors, Inc.

Clinton, IA

Davenport, IA

CRD 5493819

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-08-08
  • IA RA
    APPROVED
    Since 2023-08-08

Branch Locations

880 13Th Ave. N, Clinton, IA 52732 • United States

5465 Utica Ridge Rd., Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Laurence High School Burbank IL 11/2015 04/2020
Nelsoncorp Wealth Management Clinton IA 03/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2023 Present
Jp Morgan Chase Bank Worth IL 02/2008 03/2022
  • 11/2015 → 04/2020
    St Laurence High School
    Burbank, IL
  • 03/2022 → Present
    Nelsoncorp Wealth Management
    Clinton, IA
  • 08/2023 → Present
    Fairfield, IA
  • 02/2008 → 03/2022
    Jp Morgan Chase Bank
    Worth, IL
Other Businesses

1) Steigerwald Properties, LLC, 9331 S Mcvicker, Oak Lawn IL 60453, 09/2023, Owner, Real Estate, NIR, 2 HR/MO, 0 Trading 2) NelsonCorp Wealth Management; Michael Steigerwald, 880 13th Ave N, Clinton IA 52732, United States, 09/22/2023, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 5 HR Trading 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/08/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-18
S63 Uniform Securities Agent State Law Examination 2008-03-19
  • S65 Uniform Investment Adviser Law Examination
    2023-07-18
  • S63 Uniform Securities Agent State Law Examination
    2008-03-19

View on SEC IAPD

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