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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States
Nashville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 05/2014 | 09/2023 |
| Bank Of America, N.A. | Beverly Hills | CA | 06/2014 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 09/2023 | Present |
ELG LLC, NOT INV RELATED, LA JOLA, CA, 25% OWNERSHIP, START 1/1/2005, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS COMMERCIAL REAL ESTATE. COMMERCIAL RENTAL PROPERTY, COLORADO SPRINGS, CO, 25% OWNERSHIP, START 1/1/2012, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-09 |
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