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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-05-26 |
| TX | RA | APPROVED | 2023-05-22 |
| CA | RA | APPROVED | 2023-04-17 |
| NY | RA | APPROVED | 2023-04-17 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Brooklyn, NY • United States
400 Park Avenue, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 06/2016 | 02/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 06/2016 | 02/2018 |
| Coity National Bank/City National Securities | New York | NY | 02/2018 | Present |
Klothe, Inc. Founder, Owner Clothing website 1247 East 56 Street, Brooklyn NY 11234 2/2/2017 8 hours per month on weekends oversee the building of the website and strategy
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-20 |
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