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Michael Leonard Weber

Principal Securities, Inc.

Des Moines, IA

Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-01-20
  • IA RA
    APPROVED
    Since 2023-01-20

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Des Moines IA 09/2014 06/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 01/2023
Cetera Advisors Llc St Cloud MN 06/2021 01/2023
Cetera Investment Services Llc St Cloud MN 06/2021 01/2023
Cetera Financial Specialists Llc Schaumburg IL 06/2021 01/2023
First Allied Securities Inc San Diego CA 06/2021 09/2022
Principal Life Insurance Des Moines IA 01/2023 Present
Principal Securities Des Moines IA 01/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 06/2021 → 01/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2021 → 01/2023
    Cetera Advisors Llc
    St Cloud, MN
  • 06/2021 → 01/2023
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2021 → 01/2023
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2021 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 01/2023 → Present
    Principal Life Insurance
    Des Moines, IA
  • 01/2023 → Present
    Principal Securities
    Des Moines, IA
Previous Registrations
  • 2021-06-09 → 2023-01-06
    Cetera Wealth Services, Llc
    El Segundo, CA
    West Des Moines, IA
    San Diego, CA
  • 2021-05-12 → 2021-06-09
    Voya Financial Advisors, Inc.
    Windsor, CT
    Windsor, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2022-05-06
Other Names
  • Michael L Weber
  • Michael Leonard Weber
  • Michael Weber

View on SEC IAPD

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OSAIC WEALTH, INC.
EDWARD JONES
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AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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