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Ernest Cho

Morgan Stanley

El Segundo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-09
  • CA RA
    APPROVED
    Since 2022-05-09

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 09/2013 04/2022
Jpmorgan Chase Bank Los Angeles CA 09/2013 04/2022
Morgan Stanley El Segundo CA 04/2022 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2022 Present
  • 09/2013 → 04/2022
    Jp Morgan Securities Llc
    Los Angeles, CA
  • 09/2013 → 04/2022
    Jpmorgan Chase Bank
    Los Angeles, CA
  • 04/2022 → Present
    Morgan Stanley
    El Segundo, CA
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2013-09-24 → 2022-04-02
    J.P. Morgan Securities Llc
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    West Hollywood, CA
    Irvine, CA
  • 2012-07-20 → 2013-09-10
    Equitable Advisors, Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-11
S63 Uniform Securities Agent State Law Examination 2011-12-21
  • S66 Uniform Combined State Law Examination
    2012-07-11
  • S63 Uniform Securities Agent State Law Examination
    2011-12-21

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
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