Best Investors Account Sign in
Inactive

Francis Frederico

Pine Valley Investments

Marlton, NJ

Claim This Profile
Current Employers
Pine Valley Investments

10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-03-05
  • PA RA
    APPROVED
    Since 2019-03-05

Branch Locations

10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Newtown PA 02/2015 02/2017
Mml Investors Services, Llc Newtown Square PA 03/2017 01/2018
Shingle Oak Advisors, Llc Voorhees NJ 01/2018 Present
Pine Valley Investments Cherry Hill NJ 01/2019 Present
Pine Valley Investment Cherry Hill NJ 01/2019 Present
Pine Valley Private Wealth Cherry Hill NJ 01/2018 12/2018
Creative Financial Newtown Square PA 02/2015 01/2018
  • 02/2015 → 02/2017
    Metlife Securities
    Newtown, PA
  • 03/2017 → 01/2018
    Mml Investors Services, Llc
    Newtown Square, PA
  • 01/2018 → Present
    Shingle Oak Advisors, Llc
    Voorhees, NJ
  • 01/2019 → Present
    Pine Valley Investments
    Cherry Hill, NJ
  • 01/2019 → Present
    Pine Valley Investment
    Cherry Hill, NJ
  • 01/2018 → 12/2018
    Pine Valley Private Wealth
    Cherry Hill, NJ
  • 02/2015 → 01/2018
    Creative Financial
    Newtown Square, PA
Previous Registrations
Other Businesses

Owner rental property - from Philadelphia PA - 1 hour non securities - since 9/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-22
  • S66 Uniform Combined State Law Examination
    2008-05-22
Other Names
  • Francis J Frederico
  • Frank Frederico

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
LINCOLN INVESTMENT
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
MORGAN STANLEY
CHARLES SCHWAB & CO., INC.
M FINANCIAL PLANNING SERVICES, INC
LPL FINANCIAL LLC

Other Investors

ALLISON TAYLOR CASEY
Douglass F Ergood, Jr
PAUL D WAMPLER
John Thomas Franchi
TREVOR CHARLES WAMPLER
DOUGLASS F ERGOOD
Frank Charles Midili
Jason McEvoy

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
CHARLES SCHWAB & CO., INC. · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ

More in Marlton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor