Daniel Carson Sigmon

Employer firm

Collegiate Capital Management, Inc. CRD 118205

$653M regulatory AUM 11 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Collegiate Capital Management, Inc.
  Raliegh, NC
• 08/2012 → 12/2016
  Securities Service Network
  Raleigh, NC

Other Businesses

1) DANIEL SIGMON - 214 NEW BERN PLACE, RALEIGH, NC 27601 - SOLE PROP - Insurance AGENT - 5/12/08 - 8HRS/MO TRADE HRS - - INDIVIDUAL MEETINGS WITH CLIENTS, CLIENT ENROLLMENT AND MAINTAINING OF ACCOUNTS- NON-INVESTMENT RELATED 2) Rental - Residential - 4655 Townesbury Lane, Raleigh, NC 27612 - 10/2015 start date - NIR - Rental property (townhouse) - screen tenants, perform repairs - Sole Prop - 0 hrs/mo trading 3)Che Empanada, LLC - 500 E. Davie Street, Raleigh, NC 27601 - 12/31/2018 start date - NIR - restaurant - limited partner, 8.5% Economic Interest Holder - provided loan funding - no time during trading hours is dedicated to this activity

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-07-09
• S66 Uniform Combined State Law Examination
  2010-06-30

Designations

• Certified Financial Planner