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Daniel Carson Sigmon

Collegiate Capital Management, Inc.

Raleigh, NC

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Current Employers
Collegiate Capital Management, Inc.

214 New Bern Place, Raleigh, NC 27601 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-10-20
TX RA APPROVED 2021-11-05
VA RA APPROVED 2021-11-05
NC RA APPROVED 2010-09-09
  • GA RA
    APPROVED
    Since 2022-10-20
  • TX RA
    APPROVED
    Since 2021-11-05
  • VA RA
    APPROVED
    Since 2021-11-05
  • NC RA
    APPROVED
    Since 2010-09-09

Branch Locations

214 New Bern Place, Raleigh, NC 27601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Collegiate Capital Management, Inc. Raliegh NC 05/2008 Present
Securities Service Network Raleigh NC 08/2012 12/2016
Other Businesses

1) DANIEL SIGMON - 214 NEW BERN PLACE, RALEIGH, NC 27601 - SOLE PROP - Insurance AGENT - 5/12/08 - 8HRS/MO TRADE HRS - - INDIVIDUAL MEETINGS WITH CLIENTS, CLIENT ENROLLMENT AND MAINTAINING OF ACCOUNTS- NON-INVESTMENT RELATED 2) Rental - Residential - 4655 Townesbury Lane, Raleigh, NC 27612 - 10/2015 start date - NIR - Rental property (townhouse) - screen tenants, perform repairs - Sole Prop - 0 hrs/mo trading 3)Che Empanada, LLC - 500 E. Davie Street, Raleigh, NC 27601 - 12/31/2018 start date - NIR - restaurant - limited partner, 8.5% Economic Interest Holder - provided loan funding - no time during trading hours is dedicated to this activity

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-09
S66 Uniform Combined State Law Examination 2010-06-30
  • S63 Uniform Securities Agent State Law Examination
    2010-07-09
  • S66 Uniform Combined State Law Examination
    2010-06-30
Designations

View on SEC IAPD

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