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214 New Bern Place, Raleigh, NC 27601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-20 |
| TX | RA | APPROVED | 2021-11-05 |
| VA | RA | APPROVED | 2021-11-05 |
| NC | RA | APPROVED | 2010-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Collegiate Capital Management, Inc. | Raliegh | NC | 05/2008 | Present |
| Securities Service Network | Raleigh | NC | 08/2012 | 12/2016 |
1) DANIEL SIGMON - 214 NEW BERN PLACE, RALEIGH, NC 27601 - SOLE PROP - Insurance AGENT - 5/12/08 - 8HRS/MO TRADE HRS - - INDIVIDUAL MEETINGS WITH CLIENTS, CLIENT ENROLLMENT AND MAINTAINING OF ACCOUNTS- NON-INVESTMENT RELATED 2) Rental - Residential - 4655 Townesbury Lane, Raleigh, NC 27612 - 10/2015 start date - NIR - Rental property (townhouse) - screen tenants, perform repairs - Sole Prop - 0 hrs/mo trading 3)Che Empanada, LLC - 500 E. Davie Street, Raleigh, NC 27601 - 12/31/2018 start date - NIR - restaurant - limited partner, 8.5% Economic Interest Holder - provided loan funding - no time during trading hours is dedicated to this activity
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-07-09 |
| S66 | Uniform Combined State Law Examination | 2010-06-30 |
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