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Riki Erica Vear

Morgan Stanley

El Segundo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-23
CA RA APPROVED 2016-04-27
  • TX RA
    APPROVED_RES
    Since 2018-05-23
  • CA RA
    APPROVED
    Since 2016-04-27

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc El Segundo CA 04/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2016 08/2017
Morgan Stanley Private Bank, N.A New York NY 11/2022 Present
  • 04/2016 → Present
    Morgan Stanley Smith Barney Llc
    El Segundo, CA
  • 04/2016 → 08/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*537116 - Rental Property; Investment related: Yes; Arcadia, California; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 0; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-18
  • S66 Uniform Combined State Law Examination
    2010-12-18
Other Names
  • Riki Smith
  • Riki Erica Smith
  • Riki E Vear

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