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Broc Anthony Taylor

Empower Advisory Group, LLC

Colorado Springs, CO

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-09-26
  • CO RA
    APPROVED
    Since 2017-09-26

Branch Locations

6171 Donahue Drive, Colorado Springs, CO 80923 • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Retirement Plan Services Llc Englewood CO 01/2008 Present
J.P. Morgan Institutional Investments Inc. Englewood CO 02/2008 Present
Gwfs Equities, Inc. Overland Park KS 09/2014 Present
  • 01/2008 → Present
    Jpmorgan Retirement Plan Services Llc
    Englewood, CO
  • 02/2008 → Present
    J.P. Morgan Institutional Investments Inc.
    Englewood, CO
  • 09/2014 → Present
    Gwfs Equities, Inc.
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-23
S63 Uniform Securities Agent State Law Examination 2008-04-17
  • S66 Uniform Combined State Law Examination
    2017-09-23
  • S63 Uniform Securities Agent State Law Examination
    2008-04-17
Other Names
  • Broc Taylor

View on SEC IAPD

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Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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