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Susan M Fakes

Ameriprise Financial Services, LLC

Bedminster, NJ

Belle Mead, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-02-14
TX RA APPROVED 2017-02-09
  • NJ RA
    APPROVED
    Since 2017-02-14
  • TX RA
    APPROVED
    Since 2017-02-09

Branch Locations

1420 Us Highway 206 Ste 130, Bedminster, NJ 07921-2642 • United States

Belle Mead, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Florham Park NJ 03/2016 03/2020
Ameriprise Financial Services, Llc Bedminster NJ 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-20
  • S66 Uniform Combined State Law Examination
    2016-12-20
Other Names
  • Sawsan M Fakes

View on SEC IAPD

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Other Investors

CAMILLO ALFONSO MATTEUCCI
ARMANDO GENARO DIRIENZO
BRADLEY JOHN EICH
MICHAEL JAMES METZGER
RAKEMA LAWYELL WHITE
SCOTT L. CIRELLI
ANDREW J MANGANIELLO
NICHOLAS DANIEL CAMPANILE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ
WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ

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