Rance Lee Swinford

Current Employers

Employment History

• 10/2011 → 11/2017
  Girard Securities
  San Diego, CA
• 10/2011 → 10/2023
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2017 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2023 → Present
  Kestra Private Wealth Services, Llc
  Plano, TX
• 10/2023 → Present
  Kestra Investment Services, Llc
  Plano, TX

Previous Registrations

• 2011-10-21 → 2023-11-03
  United Capital Financial Advisors
  Irving, TX
  Irving, TX
• 2009-03-20 → 2011-11-07
  Lpl Financial Llc
  Irving, TX
• 2008-03-25 → 2008-12-23
  Collaborative Wealth
  Lake Mary, FL

Other Businesses

Business Name: SYMPHONY WEALTH GROUP POSITION: Co-Founder - Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 10/07/2023 ADDRESS: 5801 Headquarters Dr, Suite 100, Plano TX 75024 DESCRIPTION: Maintain business, service client accounts, provide financial services to clients, and offer services to prospective clients. Business Name: BRIAN LEE & FRANKLIN LLC POSITION: Officer NATURE: Car Dealership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2009 ADDRESS: 10069 Highway 69 North, Tyler TX 75706 DESCRIPTION: Holding car dealers license Business Name: OUTSHINED LLC POSITION: Owner of LLC NATURE: Pass Through LLC for D9 Advisors DBA Symphony Wealth Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2023 ADDRESS: 6468 Love Dr, Irving TX 75039 DESCRIPTION: This is a pass through LLC for Symphony Wealth Group

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-04-02
• S65 Uniform Investment Adviser Law Examination
  2008-03-24