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Inactive

Frank J Hurley

Ieq Capital, LLC

New York, NY

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-18
CT RA APPROVED 2026-05-18
NY RA APPROVED 2026-05-18
  • CA RA
    APPROVED
    Since 2026-05-18
  • CT RA
    APPROVED
    Since 2026-05-18
  • NY RA
    APPROVED
    Since 2026-05-18

Branch Locations

641 Lexington Avenue Suite 27, New York, NY 10022 • United States

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ieq Capital, Llc New York NY 05/2026 Present
Morgan Stanley & Co. Llc New York NY 07/2014 08/2017
Morgan Stanley Smith Barney Llc New York NY 11/2017 09/2022
Ubs Financial Services Boca Raton FL 09/2002 05/2026
  • 05/2026 → Present
    Ieq Capital, Llc
    New York, NY
  • 07/2014 → 08/2017
    Morgan Stanley & Co. Llc
    New York, NY
  • 11/2017 → 09/2022
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 09/2002 → 05/2026
    Ubs Financial Services
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-03
  • S66 Uniform Combined State Law Examination
    2025-07-03
Other Names
  • Frank Joseph Hurley
  • Francis Hurley
  • Frank J Hurley
  • Frank Hurley

View on SEC IAPD

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