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Milta Padilla

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oak Brook, IL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-29
IL RA APPROVED 2023-11-07
  • TX RA
    APPROVED
    Since 2023-11-29
  • IL RA
    APPROVED
    Since 2023-11-07

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Schaumburg IL 05/2016 01/2017
Jpmorgan Chase Bank Schaumburg IL 05/2016 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bolingbrook IL 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-06
S63 Uniform Securities Agent State Law Examination 2008-03-20
  • S66 Uniform Combined State Law Examination
    2023-11-06
  • S63 Uniform Securities Agent State Law Examination
    2008-03-20
Other Names
  • Milta Vazquez
  • Milta Vasquez
  • Mimi Padilla
  • Mimi Padilla

View on SEC IAPD

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Other Offices

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
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LPL FINANCIAL LLC · OAK BROOK, IL
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