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Barry Adam Tewes

Principal Securities, Inc.

Des Moines, IA

Altoona, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-30
IA RA APPROVED 2018-08-20
  • TX RA
    APPROVED_RES
    Since 2023-01-30
  • IA RA
    APPROVED
    Since 2018-08-20

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Altoona, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.L. Munn Lumber Ames IA 11/2007 Present
Principal Life Insurance Company Des Moines IA 01/2008 Present
Principal Securities Inc Des Moines IA 12/2011 Present
  • 11/2007 → Present
    H.L. Munn Lumber
    Ames, IA
  • 01/2008 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 12/2011 → Present
    Principal Securities Inc
    Des Moines, IA
Other Businesses

*TCO MANAGEMENT LLC; RENTAL PROPERTIES; 04/24/2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-17
S63 Uniform Securities Agent State Law Examination 2012-04-06
  • S66 Uniform Combined State Law Examination
    2018-08-17
  • S63 Uniform Securities Agent State Law Examination
    2012-04-06

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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