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James Christopher Wachtel

LPl Financial LLC

Oak Brook, IL

Bellevue, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-04-02
  • IA RA
    APPROVED
    Since 2026-04-02

Branch Locations

2625 Butterfield Rd Ste 138S, Oak Brook, IL 60523 • United States

Bellevue, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cottingham And Butler Dubuque IA 11/2008 03/2018
Wfg Oakbrook Terrace IL 08/2010 01/2025
Transamerica Financial Advisors, Inc Oakbrook Terrace IL 01/2012 12/2023
Renalogic Phoenix AZ 03/2018 06/2021
3Fitt Life, Inc. Bellevue IA 01/2022 Present
Euphebe Healthcare Inc. Dba Plantable New York NY 06/2022 02/2023
Lpl Financial Llc Riverwoods IL 06/2025 Present
Healthez Minneapolis MN 06/2023 12/2024
  • 11/2008 → 03/2018
    Cottingham And Butler
    Dubuque, IA
  • 08/2010 → 01/2025
    Wfg
    Oakbrook Terrace, IL
  • 01/2012 → 12/2023
    Transamerica Financial Advisors, Inc
    Oakbrook Terrace, IL
  • 03/2018 → 06/2021
    Renalogic
    Phoenix, AZ
  • 01/2022 → Present
    3Fitt Life, Inc.
    Bellevue, IA
  • 06/2022 → 02/2023
    Euphebe Healthcare Inc. Dba Plantable
    New York, NY
  • 06/2025 → Present
    Riverwoods, IL
  • 06/2023 → 12/2024
    Healthez
    Minneapolis, MN
Previous Registrations
  • 2012-01-06 → 2023-12-31
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
  • 2011-09-02 → 2012-01-06
    Investment Advisors International, Inc.
    Oakbrook Terrace, IL
  • 2008-06-04 → 2008-11-04
    Morgan Stanley & Co. Llc
    Moline, IL
Other Businesses

1- 05/2025 / Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 2- 05/2025 / 3Fitt Life, Inc. / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 10 hrs mth / 2 hrs during trading / Bellevue, IA / Start date: 01/01/2022 3- 06/2025 / Maywood Enterprises Inc / Non-Variable Insurance / Investment Related / 15 hrs mth / 2 hrs during trading / Bellevue, IA / Start date: 6/16/2025 4- 06/2025 / Money Fitt, LLC dba Fitt Health / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 15 hrs mth / 2 hrs during trading / Start date: 01/01/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-02
  • S66 Uniform Combined State Law Examination
    2008-06-02

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