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Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-18
  • TX RA
    APPROVED
    Since 2022-02-18

Branch Locations

7171 Highway 6 N Ste 105, Houston, TX 77095-2422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Northbrook IL 08/2011 Present
Allstate Financial Advisors Llc Lincoln NE 02/2022 Present
Allstate Financial Services Llc Lincoln NE 08/2011 Present
  • 08/2011 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 02/2022 → Present
    Lincoln, NE
  • 08/2011 → Present
    Allstate Financial Services Llc
    Lincoln, NE
Other Businesses

MARLON CARTER RACING STABLES NOT INVESTMENT RELATED TRAINER, OWNER 11123 ANCIENT LORE DR TOMBALL, TX 77375 DUTIES: OWN, TRAIN, AND RACE HORSES 10%, 80 HOURS PER MONTH, 0 DURING TRADING HOURS TRAILING COMMISSIONS FROM EVERLAKE, LBL, WILTON RE AND THE STANDARD POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL, WIlton Re and The Standard accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 7171 Hwy 6 N, Ste 101, Houston TX 77095, United States DESCRIPTION: Servicing customers for Allstate legacy business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-16
S63 Uniform Securities Agent State Law Examination 2010-04-07
  • S65 Uniform Investment Adviser Law Examination
    2022-02-16
  • S63 Uniform Securities Agent State Law Examination
    2010-04-07
Other Names
  • Marlon Carter

View on SEC IAPD

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