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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-01-26 |
Branch Locations
622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2008 | Present |
| Northwestern Mutual Investment Services, Llc | New York | NY | 03/2008 | 01/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Northwestern Mutual Investment Services, Llc | New Yorik | NY | 01/2018 | 02/2024 |
| Northwestern Mutual Investment Services Llc | Saint Louis | MO | 02/2024 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS - THROUGH THE COHN GROUP, INC. 2. 100% OWNER, JAKE COHN LLC, 9372 SONORA AVENUE, SAINT LOUIS, , MISSOURI, 63144, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 1/16/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 3. KHK INSURANCE SERVICES LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/1/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-23 |
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