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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-02-05
  • NC RA
    APPROVED
    Since 2008-02-05

Branch Locations

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Union Investment Services Raleigh NC 02/2008 Present
State Employees' Credit Union Raleigh NC 05/2003 Present
Secu Brokerage Services Raleigh NC 02/2008 Present
Members Trust Company Tampa FL 11/2008 Present
Secu Life Insurance Company Raleigh NC 09/2014 Present
  • 02/2008 → Present
    Raleigh, NC
  • 05/2003 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 02/2008 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 11/2008 → Present
    Members Trust Company
    Tampa, FL
  • 09/2014 → Present
    Secu Life Insurance Company
    Raleigh, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. START DATE 5/2003. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. CFJ FARMS LLC. INVESTMENT RELATED. ADDRESS: 7421 FOWLER ROAD, ZEBULON, NC 27597. NATURE: FARM RENTAL. TITLE: Treasurer . START DATE: 10/29/2023. 4 HOURS DEVOTED TO THE BUSINESS, DURING TRADING HOURS OR OTHERWISE. Name of Business: Jones Brothers Rental 7421 Fowler Rd Zebulon, NC 27597. Type of Business: Rental of Housing. Title: Co-member/Part Owner. Hours per Month Devoted: 2 Start Date: 10/29/2023 MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: NOVEMBER, 2008. TITLE: TRUST REP.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-04-17
  • S63 Uniform Securities Agent State Law Examination
    2008-04-17
Designations

View on SEC IAPD

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