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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-02-03
TX RA APPROVED_RES 2016-05-03
WA RA APPROVED 2012-10-01
  • AL RA
    APPROVED
    Since 2017-02-03
  • TX RA
    APPROVED_RES
    Since 2016-05-03
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

825 Capitol Way S, Olympia, WA 98501 • United States

681 South Market Blvd, Chehalis, WA 98532 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Olympia WA 10/2012 Present
Jpmorgan Chase Bank, N.A. Olympia WA 01/2018 Present
Previous Registrations
  • 2011-06-20 → 2012-10-01
    Chase Investment Services Corp.
    Chehalis, WA
    Aberdeen, WA
  • 2008-04-23 → 2011-06-16
    Olympia, WA
    Tumwater, WA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-10
  • S66 Uniform Combined State Law Examination
    2008-04-10

View on SEC IAPD

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