Mandi Patricia Miglino

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-06-08
NC	RA	APPROVED	2023-06-05

GA RA
APPROVED

Since 2023-06-08
NC RA
APPROVED

Since 2023-06-05

Branch Locations

8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	St. Petersburg	FL	05/2016	10/2018
World Financial Group, Inc	Johns Creek	GA	10/2018	Present
Transamerica Financial Advisors, Inc	Johns Creek	GA	10/2018	04/2022
Osaic Wealth, Inc.	Raleigh	NC	04/2022	Present

05/2016 → 10/2018

Signator Investors, Inc.

St. Petersburg, FL
10/2018 → Present

World Financial Group, Inc

Johns Creek, GA
10/2018 → 04/2022

Transamerica Financial Advisors, Inc

Johns Creek, GA
04/2022 → Present

Osaic Wealth, Inc.

Raleigh, NC

Other Businesses

1.CAPITOL FINANCIAL SOLUTIONS POSITION: Compliance Operations Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/18/2022 ADDRESS: 8816 Six Forks Road, Suite 301, Raleigh NC 27615, United States DESCRIPTION: I am an assistant to registered representatives of the Firm and assist them with their business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-02
S63	Uniform Securities Agent State Law Examination	2021-01-22

S66 Uniform Combined State Law Examination

2023-06-02
S63 Uniform Securities Agent State Law Examination

2021-01-22

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews