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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-07-10 |
| TX | RA | APPROVED | 2025-09-11 |
| MN | RA | APPROVED | 2025-09-03 |
Branch Locations
2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States
6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Saint Paul | MN | 01/2012 | 08/2025 |
| U.S. Bank | Saint Paul | MN | 01/2012 | 08/2025 |
| Rbc Capital Markets, Llc | Rochester | MN | 08/2025 | Present |
(1) NAME OF ENTITY: Gift of Life Transplant House ADDRESS: 705 2nd Street SW rochester mn 55902 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Aug 16, 2021 CAPACITY: Elected Offical, Board of Directors DUTIES: To assist in operational and finance decisions related to operations of the gift of life transplant house. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-23 |
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