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Tucker Asset Management LLC CRD 174844
$604M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-07-10 |
Branch Locations
1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
2 Bala Plaza Suite 300, Bala Cynwyd, PA 19004 • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maplewood Financial Group Llc | Bala Cynwyd | PA | 01/2009 | 07/2020 |
1) MAPLEWOOD FINANCIAL GROUP, YES,38 MAPLEWOOD MALL PHILA. PA. 19144,AGENT/OWNER,08/01/2008,10HRS,2HRS,AREAS OF PRACTICE INCLUDE LOW-COST PORTFOLIO CONSTRUCTION, 401K ROLLOVERS, LIFE INSURANCE AND RETIREMENT PLANNING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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