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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2014-01-03 |
Branch Locations
233 South Pleasant Grove Boulevard Suite 102, Pleasant Grove, UT 84062 • United States
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brigham Young University | Provo | UT | 08/1985 | 05/2017 |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 10/2014 | Present |
| Global View Capital Management, Llc | Waukesha | WI | 01/2014 | Present |
| Security National Mortgage Company | Sandy | UT | 12/2014 | 08/2018 |
| Global View Capital Advisors, Llc | Waukesha | WI | 05/2013 | Present |
[1] UTAH ORACLE USERS GROUP; NOT INVESTMENT RELATED; ADDRESS: P.O. BOX 95163 SOUTH JORDAN, UT 84095; NATURE: NON-PROFIT TECHNICAL GROUP THAT PROVIDES SUPPORT FOR ORACLE COMMUNITY; POSITION: MEMBER SINCE 01-15-2004, EXECUTIVE OFFICER-SECRETARY SINCE 01-16-2019; STARTED: 01-15-2004 AS A MEMBER; APPROX. 5 HRS/MONTH DURING TRADING HOURS/ APPROX. 3 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: ORGANIZE MEETINGS AND EVENTS. DOES NOT PARTICIPATE IN FINANCIAL MEETINGS AND DECISIONS PERTAINING TO INVESTMENTS HELD WITH GVCM. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-17-2013; APPROX. 140 ADVISORY HRS/MONTH; APPROX. 90 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 10-31-2014; APPROX. 40 HRS/MONTH; APPROX. 20 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03.03.2023; APPROX. 25 HRS/MONTH DURING TRADING HOURS; APPROX. 15 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS. [5] CH304 PRECINCT CHAIR FOR TEH REPUBLICAN PARTY; NOT INVESTMENT RELATED; ADDRESS: 10199 N. OAK COURT, CEDAR HILLS, UT 84062; POSITION: CH304 PRECINCT CHAIR; STARTED: 03.05.2024; APPROX. 30 HRS/MO DURING TRADING HOURS; APPROX. 30 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: VOLUNTEER TWO YEAR POSITION, BEING A DELEGATE AT COUNTY AND STATE CONVENTIONS FOR THE REPUBLICAN PARTY AND VOTE ON CANDIDATES TO NARROW THEM DOWN BEFORE PRIMARY ELECTIONS. ALSO ORGANIZE AND RUN THE 2026 CAUCUS MEETING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-12 |
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