Cynthia Sue Ortlieb

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 02/2018
  Securities America Inc
  La Vista, NE
• 10/2013 → 02/2018
  Securities America Advisors
  La Vista, NE
• 02/2018 → Present
  Principal Life Insurance
  Des Moines, IA
• 04/2018 → Present
  Principal Securities Inc
  Des Moines, IA

Previous Registrations

• 2013-10-17 → 2018-02-19
  Securities America Advisors, Inc.
  La Vista, NE

Exams

• S66 Uniform Combined State Law Examination
  2013-10-14
• S63 Uniform Securities Agent State Law Examination
  2001-04-23

Other Names

• Cindy Sue Ortlieb