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Cynthia Sue Ortlieb

Principal Securities, Inc.

Des Moines, IA

Ashland, NE

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-09-05
  • NE RA
    APPROVED
    Since 2024-09-05

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Ashland, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc La Vista NE 10/2008 02/2018
Securities America Advisors La Vista NE 10/2013 02/2018
Principal Life Insurance Des Moines IA 02/2018 Present
Principal Securities Inc Des Moines IA 04/2018 Present
  • 10/2008 → 02/2018
    Securities America Inc
    La Vista, NE
  • 10/2013 → 02/2018
    Securities America Advisors
    La Vista, NE
  • 02/2018 → Present
    Principal Life Insurance
    Des Moines, IA
  • 04/2018 → Present
    Principal Securities Inc
    Des Moines, IA
Previous Registrations
  • 2013-10-17 → 2018-02-19
    Securities America Advisors, Inc.
    La Vista, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-14
S63 Uniform Securities Agent State Law Examination 2001-04-23
  • S66 Uniform Combined State Law Examination
    2013-10-14
  • S63 Uniform Securities Agent State Law Examination
    2001-04-23
Other Names
  • Cindy Sue Ortlieb

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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