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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-27 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
1501 Pacific Coast Hwy, Hermosa Beach, CA 90254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc, | San Dimas | CA | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Dimas | CA | 11/2016 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Long Beach | CA | 12/2019 | Present |
| Wells Fargo Bank, Na | Long Beach | CA | 09/2005 | Present |
FRESH PRINTS & DESIGN INC, NOT INV RELATED, LONG BEACH, CA, 100% OWNERSHIP WITH SPOUSE AND TREASURER, START 9/29/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, AUTHORIZED SIGNER. ST LUKES PRE SCHOOL BOOSTER CLUB, NOT INV RELATED, LONG BEACH, CA, TREASURER, START DATE: 10/2/23, 5 HRS PER MONTH, 0 HRS DURING TRADING, DISCUSSING FUNDRAISING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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