Dennis Matthew Breier

Current Employers

Employment History

• 11/2016 → 03/2018
  Fifth Third Securities
  Glenview, IL
• 03/2018 → Present
  Guardian Estate Solutions
  Romeoville, IL
• 09/2023 → Present
  Foundations Investment Advisors, Llc
  Romeoville, IL

Previous Registrations

• 2016-11-09 → 2018-03-23
  Fifth Third Securities, Inc.
  Chicago, IL
  Chicago, IL
  Glenview, IL
  Skokie, IL
  Evanston, IL
  Chicago, IL
  Chicago, IL
  Melrose Park, IL
  Chicago, IL
  Chicago, IL
  Westmont, IL
• 2014-09-10 → 2016-10-12
  Fairwater Wealth Management
  Burr Ridge, IL
• 2013-04-12 → 2016-09-02
  Lpl Financial Llc
  Downers Grove, IL
  San Diego, CA
  Downers Grove, IL
• 2016-05-23 → 2016-08-29
  Iht Wealth Management Llc
  Oakbrook Terrace, IL
• 2011-07-12 → 2013-05-06
  Citigroup Global Markets Inc.
  Bloomingdale, IL
  Darien, IL
  Long Island City, NY
  Chicago, IL
  Tampa, FL
  Shorewood, IL
• 2009-11-02 → 2011-07-19
  Voya Financial Advisors, Inc.
  Cedar Rapids, IA
  Downers Grove, IL
• 2008-03-24 → 2009-10-08
  Thrivent Investment Management Inc.
  North Liberty, IA
  Johnston, IA

Other Businesses

1) MODELL FUNERAL HOME; INVESTMENT-RELATED, NO; 7710 S CASS AVE, DOWNERS GROVE, IL 60561; FUNERAL ARAGEMENTS; ADVANCED FUNERAL PLANNER; START DATE: 01/01/2020; 60 HOURS PER MONTH; 60 HOURS PER MONTH DURING TRADING HOURS; DUTIES: HANDLES ALL PRE-PLANNING AND PRE-PAID FUNERAL CONTRACTS. 2) GUARDIAN ESTATE SOLUTIONS - INVESTMENT RELATED - 515 ANDERSON DRIVE, STE 100 ROMEOVILLE, IL 60440; PRESIDENT, INDEPENDENT INSURANCE AGENT & ADMINISTRATIVE SUPPORT; START DATE: 03/2018 APPROX. 30 HOURS/MONTH DURING TRADING HOURS; TAX, AND INSURANCE, AND NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; DUTIES INCLUDE PROVIDING INSURANCE AND ANNUITY SOLUTIONS, REVIEWING PLANS WITH CLIENTS, NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE, AND OTHER OWNERSHIP RESPONSIBILITIES. 3) GUARDIAN ESTATE SOLUTIONS INC.; PRESIDENT; OBA START DATE: JUN 10, 2026; 1900 SPRING ROAD STE 102 OAKBROOK IL 60523; WEBSITE ADDRESS: STE 100; THE ENTITY PROVIDES ESTATE ADMINISTRATION SUPPORT SERVICES IN PARTNERSHIP WITH FUNERAL HOMES TO ASSIST FAMILIES FOLLOWING A DEATH. SERVICES INCLUDE COORDINATION OF NON-LEGAL ESTATE SETTLEMENT TASKS SUCH AS CONTACTING SERVICE PROVIDERS, NOTIFYING ACCOUNTS AND INSTITUTIONS, AND ASSISTING WITH COLLECTION AND COMPLETION OF REQUIRED DOCUMENTATION. THE ACTIVITY IS LIMITED TO ADMINISTRATIVE SUPPORT AND INFORMATIONAL ASSISTANCE AND DOES NOT INVOLVE ACTING AS A FIDUCIARY OR AGENT ON BEHALF OF CLIENTS. GENERAL EDUCATIONAL GUIDANCE MAY BE PROVIDED REGARDING INHERITANCE PROCESSING AND TAX OR ESTATE CONSIDERATIONS IN COORDINATION WITH THIRD-PARTY CPA RESOURCES; YES; NO; YES; 80 HOURS PER MONTH; YES; N/A; YES; YES

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-19
• S66 Uniform Combined State Law Examination
  2008-03-08

Other Names

• Dennis Breier