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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-08 |
Branch Locations
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Westlake Village | CA | 09/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 11/2016 | 08/2022 |
| Morgan Stanley Smith Barney Llc | Woodland Hills | CA | 08/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2022 | Present |
1. *538849 - Rental Property; Investment related Yes; Cleveland, Ohio; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 2; Administrative 2. *545154 - Rental Property; Investment related Yes; Cleveland, Ohio; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 0; After business hours: 2; Administrative. 3. * 559369 - Rental Property ; Investment related - Yes ; Clevland, Ohio ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 2 ; Administrative *575618 - Rental Property ; Investment related - Yes ; Clevland ,Ohio ; Rental Property:Real Estate ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 12/2023 ; During business hours : 0 ; After business hours : 2 ; Administrative *590224 - Rental Property ; Investment related - Yes ; Cleveland,Ohio ; Real Estate:Rental Property ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2024 ; During business hours : 0 ; After business hours : 1 ; Administrative *594469- Maxoey LLC; Investment related: Yes; Studio City, California; Real Estate, Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 2; Administrative *594484 - Simi Valley Executive Board of Neighborhood Council; Investment Related - No; Simi Valley, California; Government; Advisory Board, Appointed Government Position (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2024; During Business Hours: 0; After Business Hours: 3 Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-06 |
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