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Theresa G Brock

Cascade Investment Group, Inc.

Colorado Springs, CO

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Current Employers
Cascade Investment Group, Inc.

444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-10
CO RA APPROVED 2018-06-07
  • TX RA
    APPROVED_RES
    Since 2020-11-10
  • CO RA
    APPROVED
    Since 2018-06-07

Branch Locations

444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cascade Investment Group Colorado Springs CO 03/2010 Present
  • 03/2010 → Present
    Cascade Investment Group
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-07
  • S66 Uniform Combined State Law Examination
    2018-06-07
Other Names
  • Theresa Anne Groshens
  • Theresa A Groshens

View on SEC IAPD

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Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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