Theresa G Brock

Cascade Investment Group, Inc.

Colorado Springs, CO

CRD 5481762

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Employer firm

Cascade Investment Group, Inc. CRD 35844

$420M regulatory AUM 3 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cascade Investment Group, Inc.

444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-11-10
CO	RA	APPROVED	2018-06-07

TX RA
APPROVED_RES

Since 2020-11-10
CO RA
APPROVED

Since 2018-06-07

Branch Locations

444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cascade Investment Group	Colorado Springs	CO	03/2010	Present

03/2010 → Present

Cascade Investment Group

Colorado Springs, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-07

S66 Uniform Combined State Law Examination

2018-06-07

Other Names

Theresa Anne Groshens
Theresa A Groshens

View on SEC IAPD

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Nearby Investors

JUSTIN BACKSTROM

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